Simplify, Monitor and Control
your Regulatory Compliance Management

ComplyPortal is designed by compliance specialists to simplify your Regulatory Compliance Management on an easy-to-use cloud-based platform.

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Easily manage compliance monitoring tasks
Powerful workflow automation
Access remotely in a secure manner
Flexible configuration options for bespoke needs
Reports and audit trail logs
Schedule notifications and reminders for your team

More than just software, our compliance specialists are ready to help you get started. Make compliance simple – the ComplyPortal way.

Clients

Live Users

Monitoring Templates

Guaranteed Uptime

How Can ComplyPortal Help You?

ComplyPortal is a workflow, task scheduler, and compliance monitoring management system designed by Compliance Specialists to help realise efficiencies in your regulatory compliance management.

ComplyPortal is an easy-to-use cloud-based platform that comes with a full suite of compliance modules supported by a tenured and highly responsive client support team.

Our client service team will work closely with you to help you choose how to implement your ComplyPortal. Select from our extensive library of compliance monitoring templates, provide your own, or a mix of the two. ComplyPortal is able to adapt to your firm’s unique needs.

Core Modules

Portal comes populated with a standard Core suite of modules.

+Tools - Learn More

Financial Promotions Approvals AI Document Scanning
Financial Crime Benchmarking Programme
Consumer Duty Policies and Papers
Consumer Duty Readiness Assessment

+Learning - Compliance Courses

Compliance Monitoring & Learning Solution
Compliance eLearning Courses
Ready-Made Course Libraries
Expert Content

Core Modules

Bring order to the scheduling and
recording of your compliance monitoring processes.

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A simple, easy-to-use app providing speedy response and a robust audit trail for approvals requested by colleagues.

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Registers allow companies control over access to public and private internal lists and registers.

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Schedule attestations & declarations on a periodic basis with automatic email reminders being sent to follow up on overdue responses.

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Provide permission-based access to important documents, policies & procedures and assign attestations on individual documents

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Prompt allows you to issue timely and accurate prompts and reminders to suppliers or clients relating to actions required.

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Manage enterprise-wide risk with mitigating controls and effectiveness assessments to determine residual risk scores.

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Allocate and transfer in/out responsibilities for individuals, while creating an automatic Statement of Responsibilities.

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Outsourced KYC and AML searches as a managed service for your Client Onboarding needs. Reduce the time and resources to onboard customers.

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Dedicated Customer Support

Our dedicated client services team are all available to assist with onboarding, configuration and all queries ranging from bespoke questionnaires, workflows, or simple ‘how to’ guides.