Simplify, Monitor and Control
your Regulatory Compliance Management

ComplyPortal is designed to simplify your Regulatory Compliance Management on an easy-to-use cloud-based comprehensive compliance platform.

It enables Compliance Officers, Risk Officers and Senior Management to keep track of their firm’s regulatory responsibilities and workflows.

ComplyPortal allows you to monitor all your regulatory compliance processes from one application, using your phone, laptop, PC or tablet.

With ComplyPortal, you are able to demonstrate continuous compliance monitoring and deal with FCA queries, efficiently and effectively, at the touch of a button.

Built-in monitoring templates as well as extensible modules enable ComplyPortal to be tailored to suit your needs with every new regulation and requirement.

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Regulatory Compliance Management Systems via ComplyPortal
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How Can ComplyPortal Help You?

ComplyPortal is a continuous workflow, control and regulatory compliance monitoring management system designed by Compliance Specialists for efficient regulatory compliance management.

ComplyPortal comes, as standard, with a core suite of compliance modules. This can then be supplemented by additional modules and functionality, available as bolt-on packages.

All can be accessed through the same sign-on, and the system is extensible and also customisable allowing it to adapt as your firm grows and changes.

As new regulation approaches, ComplyPortal provides assistance to firms understanding the implications, preparing for enforcement and monitoring on-going compliance.

ComplyPortal is continuously updated to provide a series of modular packages tailored for each new legislative or regulatory development.

As new regulatory challenges arise, these are assessed from a RegTech perspective on how ComplyPortal can assist clients to remain compliant.

Whilst ComplyPortal provides abundant functionality “out-of-the-box”, we realise that some firms may want to go further.

The core modules have all been designed to link together to provide bespoke workflow solutions should a firm have more specific  requirements.

In addition, the open API nature of the core modules allows them to be integrated with a firm’s existing systems.

Working with our in-house team of developers and regulatory specialists, we can advise on the structuring of workflows managed through tailored combinations of modules running on a dedicated server instance allowing complete custom solutions specific to a firm’s needs.

Core Modules

Compliance monitoring system

Bring order to the scheduling and
recording of your compliance monitoring processes.

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Approval module for ComplyPortal Compliance system

A simple, easy-to-use app providing speedy response and a robust audit trail for approvals requested by colleagues.

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Registers Compliance system

Registers allow companies control over access to public and private internal lists and registers.

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Attestations module for ComplyPortal Compliance system

Schedule attestations & declarations on a periodic basis with automatic email reminders being sent to follow up on overdue responses.

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Documents module for ComplyPortal Compliance system

Policies and procedures are the
heart of a good Governance, Risk Management and Compliance
(GRC) cycle.

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timely and accurate prompt for compliance issues

Prompt allows you to issue timely and accurate prompts and reminders to suppliers or clients relating to actions required.

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Risk Compliance system

Manage enterprise-wide risk with mitigating controls and effectiveness assessments to determine residual risk scores.

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SM & CR Compliance tool

Allocate and transfer in/out responsibilities for individuals, while creating an automatic Statement of Responsibilities.

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eKYC searches

Comprehensive online KYC and AML searches and verification to suit your needs.

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Dedicated Customer Support

Dedicated Customer Support

Our team is here to give you personalised support – your dedicated account manager will assist individuals with queries ranging from bespoke questionnaires, workflows, or simple ‘how to’ guides.

A dedicated team of technical specialists, regulatory experts and trained client support personnel ensures an efficient and seamless transition to the age of Regulatory Compliance Management Systems via ComplyPortal!

Try ComplyPortal for your organisation

Contact us today for an obligation-free demo.  Free trial available for qualified customers.
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