Simplify, Monitor and Control
your Regulatory Compliance Management

ComplyPortal is designed by compliance specialists to simplify your Regulatory Compliance Management on an easy-to-use cloud-based platform.

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  • Easily manage compliance monitoring tasks

  • Powerful workflow automation
  • Access remotely in a secure manner

  • Flexible configuration options for bespoke needs
  • Reports and audit trail logs

  • Schedule notifications and reminders for your team

More than just software, our compliance specialists are ready to help you get started. Make compliance simple – the ComplyPortal way.

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How Can ComplyPortal Help You?

ComplyPortal is a workflow, task scheduler, and compliance monitoring management system designed by Compliance Specialists to help realise efficiencies in your regulatory compliance management.

ComplyPortal is an easy-to-use cloud-based platform that comes with a full suite of compliance modules supported by a tenured and highly responsive client support team.

Our client service team will work closely with you to help you choose how to implement your ComplyPortal. Select from our extensive library of compliance monitoring templates, provide your own, or a mix of the two. ComplyPortal is able to adapt to your firm’s unique needs.

Portal comes populated with a standard Core suite of modules.

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As new regulation approaches, ComplyPortal provides assistance to firms understanding the implications, preparing for enforcement and monitoring on-going compliance.

ComplyPortal is continuously updated to provide a series of modular packages tailored for each new legislative or regulatory development.

As new regulatory challenges arise, these are assessed from a RegTech perspective on how ComplyPortal can assist clients to remain compliant.

Compliance Monitoring & Learning Solution
Compliance eLearning Courses
Ready-Made Course Libraries
Expert Content

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Core Modules

Bring order to the scheduling and
recording of your compliance monitoring processes.

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A simple, easy-to-use app providing speedy response and a robust audit trail for approvals requested by colleagues.

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Registers allow companies control over access to public and private internal lists and registers.

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Schedule attestations & declarations on a periodic basis with automatic email reminders being sent to follow up on overdue responses.

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Provide permission-based access to important documents, policies & procedures and assign attestations on individual documents

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Prompt allows you to issue timely and accurate prompts and reminders to suppliers or clients relating to actions required.

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Manage enterprise-wide risk with mitigating controls and effectiveness assessments to determine residual risk scores.

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Allocate and transfer in/out responsibilities for individuals, while creating an automatic Statement of Responsibilities.

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Outsourced KYC and AML searches as a managed service for your Client Onboarding needs.

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Dedicated Customer Support

Dedicated Customer Support

Our dedicated client services team are all available to assist with onboarding, configuration and all queries ranging from bespoke questionnaires, workflows, or simple ‘how to’ guides.

Try ComplyPortal for your organisation

Contact us today for an obligation-free demo.
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