Driving the Rise of Modern Compliance

Webinar: Driving the Rise of Modern Compliance The financial services industry is under constant scrutiny and subject to frequent regulatory changes, with serious fines, penalties, and sanctions in place for firms who don't play by [...]

  • The Future of Compliance - ComplyPortal

The Future of Compliance

2020 was an unprecedented year. It catapulted the use of technology and required individuals to adapt to a very different way of working. Of course this was true for all, but especially true for Compliance [...]

  • compliance monitoring system

New Compliance Monitoring System for CIFs

We are delighted to let you know about our NEW comprehensive compliance monitoring programmes for Cyprus Securities and Exchange Commission (CySEC)-regulated Cyprus Investment Firms (CIFs). Since 2011 First developed in 2011 by FCA compliance professionals, ComplyPortal simplifies how financial services [...]

  • SM & CR Compliancec

SM&CR as Core

We have now made SM&CR available to all ComplyPortal users. Set, allocate, and transfer in or out responsibilities for individuals to create an automatic Statement of Responsibilities. Keep track of breaches and committee memberships with [...]

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