Compliance officers and senior managers who are working from home (WFH) during the COVID-19 pandemic are now able to ensure that they keep better track of their firm’s regulatory responsibilities and workflows. ComplyPortal’s new version continuously enables users to demonstrate compliance to regulators and third parties at the touch of a button, from a mobile, laptop, or a PC.

Financial compliance experts Complyport Ltd recently launched Version 3.2 of their proprietary ComplyTech solution, ComplyPortal – a cloud-based platform first introduced in 2011 to simplify how firms manage and control regulatory compliance. Version 3.2 includes a new enterprise risk module to deal with today’s risk management challenges, the SM&CR module as core, and a complete client on-boarding solution.

Luis Fernando Parra, Director for ComplyPortal, said:

“Ensuring compliance is a necessary and increasingly challenging task for companies. When you add the fact that staff in financial services are on the whole working remotely, because of COVID-19, more must be done to ensure work online is quicker, done better, and importantly compliant with rules and regulations. ComplyPortal’s new version makes compliance more efficient and straightforward for individuals and organisations, given today’s challenges. By combining our team’s compliance expertise with a more user-friendly platform, firms can navigate the more complex requirements of today’s compliance management with ease.”

About ComplyPortal – Compliance software since 2011:

First developed in 2011 by compliance professionals for compliance officers, ComplyPortal offers workflow, automation, and several modules to help firms with control and regulatory compliance monitoring.

ComplyPortal simplifies financial services regulatory compliance management on an easy-to-use cloud-based comprehensive compliance platform. It enables compliance officers, risk officers and senior management to keep track of their firm’s regulatory responsibilities and workflows. Our platform includes the following modules, among others:

  • Monitoring: a year-round schedule pre-populated with monitoring questionnaires to ease compliance processes.
  • Registers: lists controlled by the Compliance officer, but easy for staff to view.
  • Risk: map and control risk areas to effectively identify and manage risk for your firm.
  • eKYC system: perform comprehensive searches, including client identity verification, document authenticity, and more for a comprehensive KYC and AML approach


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