This is for all firms to help identify if Consumer Duty applies directly to the Firm. This Assessment can be used alongside ComplyPortal’s Consumer Duty Readiness Assessment, and is a good document to show work done and consideration for the duty especially for those firms it is not applicable to.
Consumer Duty Diagnostic Assessment (Free of Charge)
£0.00
Description
This is for all firms to help identify if Consumer Duty applies directly to the Firm. This Assessment can be used alongside ComplyPortal’s Consumer Duty Readiness Assessment, and is a good document to show work done and consideration for the duty especially for those firms it is not applicable to.