Consumer Duty Diagnostic Assessment (Free of Charge)

£0.00

This is for all firms to help identify if Consumer Duty applies directly to the Firm. This Assessment can be used alongside ComplyPortal’s Consumer Duty Readiness Assessment, and is a good document to show work done and consideration for the duty especially for those firms it is not applicable to.

Description

This is for all firms to help identify if Consumer Duty applies directly to the Firm. This Assessment can be used alongside ComplyPortal’s Consumer Duty Readiness Assessment, and is a good document to show work done and consideration for the duty especially for those firms it is not applicable to.

Go to Top