Consumer Duty Policies & Papers

Consumer Duty Annual Report
Consumer Duty Monitoring
Fair Value Assessment Policy
Product Assessment Policy

Consumer Duty Policies & Papers

Consumer Duty Annual Report
Consumer Duty Monitoring
Fair Value Assessment Policy
Product Assessment Policy

Consumer Duty Readiness Assessment

Corporate Governance
Customer Identification
Existing Products and Services
New Products and Services
Price and Value
Consumer Understanding & Support
Staff Training

Consumer Duty Readiness Assessment

Corporate Governance
Customer Identification
Existing Products and Services
New Products and Services
Price and Value
Consumer Understanding & Support
Staff Training

Financial Crime Benchmarking Programme

Governance
Structure, Accountabilities & Responsibilities
Risk Assessments
Policies & Procedures
Recruitment, Vetting, Training & Awareness
Oversight, Monitoring & MI

Financial Crime Benchmarking Programme

Governance
Structure, Accountabilities & Responsibilities
Risk Assessments
Policies & Procedures
Recruitment, Vetting, Training & Awareness
Oversight, Monitoring & MI

Financial Promotions Document Scanning AI

Bespoke risk detection
Custom Approvals routing
AI suggested changes
Risk identification Summary
Built in workflow
Full Audit Trail

Financial Promotions Document Scanning AI

Bespoke risk detection
Custom Approvals routing
AI suggested changes
Risk identification Summary
Built in workflow
Full Audit Trail