Consumer Duty Archives - Complyportal https://complyportal.uk/product-category/consumer-duty/ Fri, 26 Sep 2025 15:35:13 +0000 en-GB hourly 1 https://wordpress.org/?v=6.9.1 https://complyportal.uk/wp-content/uploads/2025/02/1cb60d6a-4d86-422b-ae02-1eb3f14631bc_b-100x100.png Consumer Duty Archives - Complyportal https://complyportal.uk/product-category/consumer-duty/ 32 32 Consumer Duty Readiness Assessment https://complyportal.uk/product/consumer-duty-assessment/ https://complyportal.uk/product/consumer-duty-assessment/#respond Wed, 24 Sep 2025 15:41:52 +0000 https://complyportal.uk/?post_type=product&p=19529 How it works The FCA stated their approach will be to prioritise the most serious of breaches and act swiftly and assertively where it finds evidence of harm, or risk of harm to consumers, so it is imperative to act accordingly. If your firm still needs to identify gaps in your Consumer Duty, then take ComplyPortal’s Consumer Duty Readiness Assessment where our regulatory consultants have prepared questions and scoring to guide you through assessing your readiness. Our assessment is broken up into 7 scoring questionnaires covering the following: Corporate Governance Customer Identification Existing Products and Services New Products and Services Price and Value Consumer Understanding and Support Staff Training Buy it now for £495 plus VAT. You will get online access to all 7 questionnaires via our ComplyPortal platform, where you can complete, review, and download your Consumer Duty readiness assessment.

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How it works

The FCA stated their approach will be to prioritise the most serious of breaches and act swiftly and assertively where it finds evidence of harm, or risk of harm to consumers, so it is imperative to act accordingly.
If your firm still needs to identify gaps in your Consumer Duty, then take ComplyPortal’s Consumer Duty Readiness Assessment where our regulatory consultants have prepared questions and scoring to guide you through assessing your readiness.
Our assessment is broken up into 7 scoring questionnaires covering the following:

  1. Corporate Governance
  2. Customer Identification
  3. Existing Products and Services
  4. New Products and Services
  5. Price and Value
  6. Consumer Understanding and Support
  7. Staff Training

Buy it now for £495 plus VAT.

You will get online access to all 7 questionnaires via our ComplyPortal platform, where you can complete, review, and download your Consumer Duty readiness assessment.

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]]> https://complyportal.uk/product/consumer-duty-assessment/feed/ 0 Product Assessment Policy https://complyportal.uk/product/product-assessment-policy/ https://complyportal.uk/product/product-assessment-policy/#respond Wed, 23 Oct 2024 12:12:50 +0000 https://stage.complyportal.uk/?post_type=product&p=13847

Product Assessment Policy

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]]> For firms that have identified the Duty as being applicable. This is a document that considers the applicable rules regarding product assessment and sets out a framework to ensure that the product(s) are in line with the Duty.

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]]> https://complyportal.uk/product/product-assessment-policy/feed/ 0 Fair Value Assessment Policy https://complyportal.uk/product/fair-value-assessment-policy/ https://complyportal.uk/product/fair-value-assessment-policy/#respond Wed, 23 Oct 2024 12:10:45 +0000 https://stage.complyportal.uk/?post_type=product&p=13845

Fair Value Assessment Policy

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]]> For those firms that have identified the Duty as being applicable. This is a framework that ensures the consideration of Fair Value in the development of products and in the distribution phase. This takes into consideration the rules set out by the FCA and complies with this framework.

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]]> https://complyportal.uk/product/fair-value-assessment-policy/feed/ 0 Consumer Duty Monitoring https://complyportal.uk/product/consumer-duty-monitoring/ https://complyportal.uk/product/consumer-duty-monitoring/#respond Wed, 23 Oct 2024 12:08:04 +0000 https://stage.complyportal.uk/?post_type=product&p=13843

Consumer Duty Monitoring

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]]> This is for firms that have identified the duty as appliable. This is a monitoring procedure with applicable questions to ensure the appropriate data is gathered across the monitoring period. It also allows the Firm to record the process for completeness.

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]]> https://complyportal.uk/product/consumer-duty-monitoring/feed/ 0 Consumer Duty Annual Report https://complyportal.uk/product/consumer-duty-annual-report/ https://complyportal.uk/product/consumer-duty-annual-report/#respond Wed, 23 Oct 2024 12:06:02 +0000 https://stage.complyportal.uk/?post_type=product&p=13841

Consumer Duty Annual Report

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]]> This is for firms that have identified the duty as appliable. This is a report to be produced on an annual basis, similar to Compliance Report/MLRO. Can be used to present to the board to show work being done and data gathered across a year period. Once bought once can be reused year on year.

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]]> https://complyportal.uk/product/consumer-duty-annual-report/feed/ 0 Consumer Duty Diagnostic Assessment (Free of Charge) https://complyportal.uk/product/consumer-duty-diagnostic-assessment-free-of-charge/ https://complyportal.uk/product/consumer-duty-diagnostic-assessment-free-of-charge/#respond Wed, 23 Oct 2024 12:01:37 +0000 https://stage.complyportal.uk/?post_type=product&p=13839

Consumer Duty Diagnostic Assessment (Free of Charge)

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]]> This is for all firms to help identify if Consumer Duty applies directly to the Firm. This Assessment can be used alongside ComplyPortal’s Consumer Duty Readiness Assessment, and is a good document to show work done and consideration for the duty especially for those firms it is not applicable to.

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