ComplyPortal +Tools
Leverage AI and custom tools to streamline regulatory processes,
from risk detection to audit management—all tailored to your business.
from risk detection to audit management—all tailored to your business.
- Bespoke risk detection
- Custom Approvals routing
- AI suggested changes
- Risk identification Summary
- Built in workflow
- Full Audit Trail
- Governance
- Structure, Accountabilities & Responsibilities
- Risk Assessments
- Policies & Procedures
- Recruitment, Vetting, Training & Awareness
- Oversight, Monitoring & MI
- Consumer Duty Annual Report
- Consumer Duty Monitoring
- Fair Value Assessment Policy
- Product Assessment Policy
- Corporate Governance
- ConCustomer Identification
- Existing Products and Services
- New Products and Services
- Consumer Understanding & Support
- Price and Value
- Consumer Understanding & Support
- Staff Training