Our Insights & Articles
Elevate Your Financial Crime Risk Management with ComplyPortal’s Benchmarking Programme
In today's dynamic financial landscape, the threat of Financial Crime looms larger than ever. Regardless of whether you're a global conglomerate or a regulated small-scale enterprise, the imperative to combat and forestall Financial Crime [...]
FCA Final Notices 2021-22: Criticised Policies, Risk Management Frameworks, and Training – Has your firm rectified these?
Thank you to all who attended our Compliance Challenges for 2023 Breakfast where Expert Trainer Martin Schofield discussed the challenges regulated firms may be faced with in 2023. We discussed a range of potential [...]
The New Consumer Duty starts in July 2023 – Are you Ready?
There is now less than 1 month to go until the Consumer Duty comes into force for all new and existing products and services available. The FCA said last month that they will prioritise [...]
ComplyPortal Wins Best Compliance as a Service Solution at RegTech Insight Awards Europe 2023
We are pleased to announce that ComplyPortal has been awarded Best Compliance as a Service Solution at A-Team Group’s 2023 RegTech Insight Awards Europe! The award honours established solution providers and innovative newcomers that have [...]
Are There Gaps in Your Consumer Duty Implementation? Consumer Duty is Fast Approaching
The end of April is fast approaching, your plans to conform to Consumer Duty should now be in place to address any gaps. If not, then take ComplyPortal’s Consumer Duty Readiness Assessment questionnaire to [...]
Financial Crime Benchmarking Programme
Financial Crime is an increasing concern for all financial institutions, whether you are a large global organisation or a small regulated firm. Preventing and detecting Financial Crime is quickly evolving into one of the [...]
Other Regulatory News
- FCA Ramps up Pressure on MLROs with Record High Fines… Is your firm’s Line of Defence Bulletproof against Financial Crime?
- Operational Resilience, A Growing Challenge: 4 Aspects Financial Firms May Need to Consider
- Navigating Regulatory Compliance for Payment Service Providers: Becoming a Payment Institution or Electronic Money Institution
- Silicon Valley Bank: A case study into how firms should approach operational resilience
- FCA Authorisation: Key Insights from our Latest Authorisation Webinar
- PS23/6: Cryptoassets to Be Subject to FCA’s Financial Promotions Regime
- DP22/4 and DP22/5: Risks and Benefits of Technology for Payment Service Providers
- Prioritising ESG: A Sustainable Imperative for UK Financial Firms
- The FCA’s 2023/24 Business Plan
- FCA’s New Quarterly Reporting: Driving Transparency and Efficiency in UK’s Financial Services
- The Rising Importance of Consumer Duty & Addressing the Concerns of Retail Customers: FCA Publishes Research from their Financial Lives Survey
- FCA Warns of Impending Consumer Duty Deadline
- Improving Market Abuse Surveillance in CFD Providers: Market Watch 73 – The FCA’s Findings and Views
- Are you Ready for Consumer Duty Implementation?
- FCA Calls for High-Quality ESG Benchmark Disclosures to Prevent Greenwashing