The Importance of Financial Promotions and the Risks of Non-Compliance
Transparent, Efficient, Consistent: Financial Promotions with ComplyPortal Financial promotions [...]
Consumer Duty – Closed Products deadline
The Consumer Duty has been and is a significant [...]
The Kalifa Review
After the first anniversary of the landmark review into [...]
Supervision and Compliance Challenges in a Digital Age
“Supervisors and regulatory bodies are adapting to the challenges [...]
Are Your Work Practices Regulator-Friendly?
A new update from the FCA reminds firms that remote [...]
How Can We Maximise Regulatory Technology & Avoid Its Potential Pitfalls
What recent results from the European Banking Authority and ESMA [...]
The Human Side of RegTech
Technology may help with optimising work, but compliance professionals are [...]
FinTech presents extensive opportunities for firms in the future, Thomson Reuters survey shows
Can corporate governance and the culture of financial services firms [...]
Securing Stakeholder Buy-In
A step-by-step guide to getting colleagues ‘on side’ when proposing [...]
Finding the Right Regtech Solution
Modern compliance demands need modern solutions, and that’s where regulatory [...]