FCA Announcement – Authorisation & Regulation of Buy-Now Pay-Later Credit Firms
Trend for regulator to increase scrutiny and regulation of [...]
Consumer Duty: FCA Expected to Produce Final Rules
What will the FCA’s proposed new Consumer Duty mean [...]
IN DEPTH: How ComplyPortal can ensure your staff are always up to date
Find out how our Documents module can make your [...]
FCA: Increased Scrutiny on Financial Crime Controls
With regulator increasing scrutiny on financial crime controls, how [...]
Driving Digital Approaches: Recent Regulator Moves
Regulators are increasing their focus on the digital aspects [...]
Operational Resilience – Adapting to New Requirements
As firms move from implementing to testing their operational [...]
Risky Relationships: Monitoring Your Business Partnerships
Managing sanction risks in a rapidly changing geopolitical landscape [...]
The Kalifa Review
After the first anniversary of the landmark review into [...]
Financial Promotions: Adapting To New Regulatory Expectations
Increasingly widespread marketing of financial promotions has prompted new [...]
In Depth: Risk
An important component of enterprise risk management, a risk [...]