The 4 Main Struggles Firms Face with Compliance Monitoring
The 4 Main Struggles Firms Face with Compliance Monitoring In today’s regulatory landscape, firms ...
Consumer Duty – tools to help meet your regulatory obligations
Consumer Duty – tools to help meet your regulatory obligations Consumer Duty is a significant regu...
Compliance Headaches for 2023 – What Your Firm Should Know
Compliance Headaches for 2023 – What Your Firm Should Know The FCA has proposed a significant numb...
FCA Final Notices 2021-22: Criticised Policies, Risk Management Frameworks, and Training – Has your firm rectified these?
FCA Final Notices 2021-22: Criticised Policies, Risk Management Frameworks, and Training – Has you...
Final Rules Now Announced by the FCA on Pension Dashboard Data
Final Rules Now Announced by the FCA on Pension Dashboard Data What is the Pension Dashboard Program...
UK Government signals intent to replace the UK GDPR
UK Government signals intent to replace the UK GDPR What is the new “British data protection syste...
The Kalifa Review
The Kalifa Review After the first anniversary of the landmark review into UK fintech, what has chang...
Supervision and Compliance Challenges in a Digital Age
Supervision and Compliance Challenges in a Digital Age “Supervisors and regulatory bodies are adap...
Are Your Work Practices Regulator-Friendly?
Are Your Work Practices Regulator-Friendly? A new update from the FCA reminds firms that remote and ...
The Future of Compliance
The Future of Compliance 2020 was an unprecedented year. It catapulted the use of technology and req...