3 Case Studies: FCA highlights the need for robust compliance monitoring systems and controls 3 Case Studies: FCA highlights the need for robust compliance monitoring systems and controls A look... andreas kililis No Comments
The 4 Main Struggles Firms Face with Compliance Monitoring The 4 Main Struggles Firms Face with Compliance Monitoring In today’s regulatory landscape, firms ... andreas kililis No Comments
Consumer Duty – tools to help meet your regulatory obligations Consumer Duty – tools to help meet your regulatory obligations Consumer Duty is a significant regu... andreas kililis No Comments
Consumer Duty – Closed Products deadline Consumer Duty – Closed Products deadline The Consumer Duty has been and is a significant regulator... andreas kililis No Comments
Compliance Headaches for 2023 – What Your Firm Should Know Compliance Headaches for 2023 – What Your Firm Should Know The FCA has proposed a significant numb... andreas kililis No Comments
ComplyPortal’s SM&CR Module ComplyPortal’s SM&CR Module Help maintain accountability within your firm and manage SMCR resp... andreas kililis No Comments
Elevate Your Financial Crime Risk Management with ComplyPortal’s Benchmarking Programme Elevate Your Financial Crime Risk Management with ComplyPortal’s Benchmarking Programme In todayâ€... andreas kililis No Comments
FCA Final Notices 2021-22: Criticised Policies, Risk Management Frameworks, and Training – Has your firm rectified these? FCA Final Notices 2021-22: Criticised Policies, Risk Management Frameworks, and Training – Has you... andreas kililis No Comments
The New Consumer Duty started July 2023 – Assessment The New Consumer Duty started July 2023 – Assessment July 2023 marked the coming of the New Consum... andreas kililis No Comments
ComplyPortal Wins Best Compliance as a Service Solution at RegTech Insight Awards Europe 2023 ComplyPortal Wins Best Compliance as a Service Solution at RegTech Insight Awards Europe 2023 We are... andreas kililis No Comments