What is compliance monitoring?
The Definition Compliance monitoring is the ongoing process of [...]
Financial Promotions Solutions with ComplyPortal:
Financial Promotions approvals can be a daunting task for firms, [...]
The 4 Main Struggles Firms Face with Compliance Monitoring
In today’s regulatory landscape, firms face several significant challenges with [...]
Consumer Duty – tools to help meet your regulatory obligations
Consumer Duty is a significant regulatory requirement for UK [...]
Document and Attestation Management: Essential for Operational Excellence
Explore how ComplyPortal enhances efficiency in your organisation’s processes [...]
Meet the Team – Konstantinos Fotiou
Konstantinos Fotiou Client Services Analyst Joined Complyport group in [...]
ComplyPortal’s SM&CR Module
Help maintain accountability within your firm and manage SMCR [...]
Elevate Your Financial Crime Risk Management with ComplyPortal’s Benchmarking Programme
In today's dynamic financial landscape, the threat of Financial [...]
FCA Final Notices 2021-22: Criticised Policies, Risk Management Frameworks, and Training – Has your firm rectified these?
Thank you to all who attended our Compliance Challenges for [...]
The New Consumer Duty started July 2023 – Assessment
July 2023 marked the coming of the New Consumer Duty [...]