Beyond Spreadsheets: Modernising Registers
For many compliance teams, spreadsheets have long been the default tool for managing registers. Whet...
The Human Element in Compliance
When it comes to regulatory compliance, firms often focus on systems, frameworks and technology. Whi...
Quick Approvals, Strong Audit Trails: Streamlining Compliance Workflows
In the fast-paced world of financial services, delays in internal approvals can cost more than time,...
Monitoring + Learning = Better Compliance
In the evolving regulatory landscape, compliance is no longer just about ticking boxes, it is about ...
Visualise Risk with Heat Maps: A Smarter Way to See Compliance Challenges
In a fast-moving regulatory environment, understanding your firm’s risk profile is not just about ...
Beyond Spreadsheets: Modernising Registers
For many compliance teams, spreadsheets have been the go-to tool for maintaining registers, from gif...
Streamlining Compliance Workflows: A Practical Shift for Regulated Firms
In the fast-moving world of financial services, compliance obligations are increasing in complexity ...
AI Tools in Compliance: What is Possible Now?
Artificial intelligence (AI) is no longer a concept on the horizon; it is here, and it is rapidly be...
3 Case Studies: FCA highlights the need for robust compliance monitoring systems and controls
3 Case Studies: FCA highlights the need for robust compliance monitoring systems and controls A look...